Related provisions for SYSC 10.1.4A
1 - 3 of 3 items.
3Other firms (except common platform firms, UCITS management companies and insurance intermediaries12 and firms carrying on funeral plan distribution16)9 should take account of the rules relating to conflicts of interest policies (see SYSC 10.1.10 R and SYSC 10.1.11 R) in accordance with SYSC 1 Annex 1 3.2BR16, SYSC 1 Annex 1 3.2CR and SYSC 1 Annex 1 3.3R9.4
A contravention of a rule in SYSC 11 to 2SYSC 14, SYSC 18 to10SYSC 21,7SYSC 22.8.1R, SYSC 22.9.1R or SYSC 23 to 9SYSC 28A12 does not give rise to a right of action by a private person under section 138D of the Act (and each of those rules is specified under section 138D(3) of the Act as a provision giving rise to no such right of action). 344378